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Rockley Photonics Holdings Ltd - RKLY

  • Commons

    $0.86

    +0.00%

    RKLY Vol: 0.0

  • Warrants

    $0.11

    +0.00%

    RKLY+ Vol: 0.0

Average: 5
Rating Count: 1
You Rated: Not rated

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SPAC Stats

Market Cap: 25.5M
Average Volume: 2.9M
52W Range: $0.14 - $5.14
Weekly %: -15.72%
Monthly %: +24.45%
Inst Owners: nan

Info

Description: nan

Industry: nan

Website: nan

Holder Stats

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Institutional Holders

Reporting Date Hedge Fund Shares Held Market Value % of Portfolio Quarterly Change in Shares Ownership in Company
2023-02-13 Compagnie Lombard Odier SCmA 1,272,381 $180,000 0.0% -26.8% 0.958%
2022-12-08 Bank of New York Mellon Corp 357,864 $250,000 0.0% +24.4% 0.270%
2022-11-16 BNP Paribas Arbitrage SNC 39,041 $28,000 0.0% 0 0.029%
2022-11-15 State Street Corp 2,005,106 $1,420,000 0.0% +26.4% 1.510%
2022-11-15 Bank of New York Mellon Corp 357,864 $250,000 0.0% +24.4% 0.270%
2022-11-15 Citadel Advisors LLC 125,484 $89,000 0.0% +46.4% 0.095%
2022-11-14 Wolverine Trading LLC 32,657 $26,000 0.0% 0 0.025%
2022-11-04 Ieq Capital LLC 699,355 $500,000 0.0% -7.4% 0.529%
2022-08-22 Legal & General Group Plc 35,552 $78,000 0.0% +37.6% 0.027%
2022-08-18 Goldman Sachs Group Inc. 58,141 $130,000 0.0% -58.5% 0.045%
2022-08-15 AQR Capital Management LLC 11,624 $25,000 0.0% -41.2% 0.009%
2022-08-15 State Street Corp 1,585,865 $3,460,000 0.0% +223.4% 1.221%
2022-08-15 Intrinsic Edge Capital Management LLC 380,000 $830,000 0.1% +15.2% 0.293%
2022-08-13 Zurcher Kantonalbank Zurich Cantonalbank 23,851 $52,000 0.0% 0 0.018%
2022-08-13 American International Group Inc. 47,712 $100,000 0.0% 0 0.037%
2022-08-12 Northern Trust Corp 895,082 $1,950,000 0.0% +344.1% 0.689%
2022-08-12 LPL Financial LLC 14,188 $31,000 0.0% 0 0.011%
2022-08-12 Rhumbline Advisers 110,830 $240,000 0.0% 0 0.085%
2022-08-11 JPMorgan Chase & Co. 54,986 $120,000 0.0% +157.0% 0.042%
2022-08-10 Principal Financial Group Inc. 15,826 $35,000 0.0% 0 0.012%
2022-08-09 Swiss National Bank 212,300 $460,000 0.0% +8.7% 0.163%
2022-08-08 Credit Agricole S A 539,582 $1,180,000 0.0% +1.3% 0.415%
2022-08-08 Banque Pictet & Cie SA 405,026 $880,000 0.0% +97.5% 0.312%
2022-08-05 Pekin Hardy Strauss Inc. 943,110 $2,060,000 0.3% +23.6% 0.726%
2022-08-04 Game Plan Financial Advisors LLC 80,000 $170,000 0.1% +6.7% 0.062%
2022-08-02 Banque Cantonale Vaudoise 147,720 $320,000 0.0% +8.9% 0.114%
2022-08-01 ProShare Advisors LLC 11,451 $25,000 0.0% 0 0.009%
2022-07-28 National Bank of Canada FI 26,000 $56,000 0.0% -36.6% 0.020%
2022-07-27 Ieq Capital LLC 755,367 $1,650,000 0.0% +56.3% 0.586%
2022-07-25 Strs Ohio 23,700 $51,000 0.0% 0 0.018%
2022-06-07 Bank of America Corp DE 35,598 $140,000 0.0% +235.7% 0.028%
2022-05-17 Ensign Peak Advisors Inc 43,150 $170,000 0.0% 0 0.033%
2022-05-16 California State Teachers Retirement System 80,908 $330,000 0.0% +16.4% 0.063%
2022-05-16 Goldman Sachs Group Inc. 140,038 $560,000 0.0% +7.7% 0.109%
2022-05-16 State Street Corp 490,401 $1,980,000 0.0% +1,003.8% 0.381%
2022-05-13 Northern Trust Corp 201,559 $810,000 0.0% +395.1% 0.157%
2022-05-13 Charles Schwab Investment Management Inc. 39,867 $160,000 0.0% 0 0.031%
2022-05-13 Vanguard Group Inc. 1,280,371 $5,160,000 0.0% +2,399.9% 0.994%
2022-05-13 Pekin Hardy Strauss Inc. 763,160 $3,080,000 0.4% +3.4% 0.593%
2022-05-12 BlackRock Inc. 1,490,587 $6,010,000 0.0% +352.9% 1.158%
2022-05-12 HighTower Advisors LLC 399,831 $1,610,000 0.0% +87.8% 0.311%
2022-05-11 Bank of New York Mellon Corp 59,231 $240,000 0.0% +136.9% 0.046%
2022-05-11 JPMorgan Chase & Co. 21,399 $85,000 0.0% +120.5% 0.017%
2022-05-09 Swiss National Bank 195,300 $790,000 0.0% +7.8% 0.152%
2022-05-05 National Bank of Canada FI 41,000 $170,000 0.0% +173.3% 0.032%
2022-05-04 Wolverine Asset Management LLC 17,288 $69,000 0.0% -18.7% 0.013%
2022-04-26 Stratos Wealth Partners LTD. 13,101 $53,000 0.0% 0 0.010%
2022-04-26 Ieq Capital LLC 483,263 $1,950,000 0.0% 0 0.375%
2022-04-22 Game Plan Financial Advisors LLC 75,000 $300,000 0.2% +525.0% 0.058%
2022-02-15 Credit Agricole S A 456,431 $1,990,000 0.0% +78.0% 0.359%
2022-02-14 Alpha Paradigm Partners LLC 37,287 $160,000 0.1% 0 0.029%
2022-02-10 Teacher Retirement System of Texas 15,682 $68,000 0.0% 0 0.012%
2022-02-10 HighTower Advisors LLC 212,870 $930,000 0.0% +171.2% 0.167%
2022-02-09 Wolverine Asset Management LLC 21,261 $92,000 0.0% -11.9% 0.017%
2022-02-09 Fox Run Management L.L.C. 12,183 $53,000 0.0% 0 0.010%
2022-02-08 Swiss National Bank 181,200 $790,000 0.0% 0 0.142%
2022-02-08 Pekin Hardy Strauss Inc. 738,000 $3,210,000 0.4% 0 0.580%
2022-02-04 Arizona State Retirement System 22,160 $96,000 0.0% 0 0.017%
2022-02-02 Banque Pictet & Cie SA 205,026 $890,000 0.0% 0 0.161%
2022-02-01 Zurcher Kantonalbank Zurich Cantonalbank 23,851 $100,000 0.0% 0 0.019%
2022-01-25 Belvedere Trading LLC 32,788 $100,000 0.0% -57.6% 0.026%
2022-01-24 National Bank of Canada FI 15,000 $65,000 0.0% 0 0.012%
2022-01-21 Clear Harbor Asset Management LLC 32,000 $140,000 0.0% 0 0.025%
2022-01-14 Powell Investment Advisors LLC 22,000 $96,000 0.1% 0 0.017%
2021-12-01 Balyasny Asset Management LLC 20,200 $150,000 0.0% 0 0.016%
2021-11-15 Tudor Investment Corp Et Al 10,145 $76,000 0.0% 0 0.008%
2021-11-15 Balyasny Asset Management LLC 20,200 $150,000 0.0% 0 0.016%
2021-11-15 Penserra Capital Management LLC 15,987 $120,000 0.0% 0 0.013%
2021-11-15 HighTower Advisors LLC 78,478 $590,000 0.0% 0 0.062%
2021-11-12 Wolverine Asset Management LLC 24,124 $180,000 0.0% 0 0.019%
2021-10-28 Compagnie Lombard Odier SCmA 2,155,790 $16,230,000 0.4% 0 1.702%
2021-10-28 WINTON GROUP Ltd 25,000 $190,000 0.0% 0 0.020%
2021-10-25 Zweig DiMenna Associates LLC 182,500 $1,370,000 0.1% 0 0.145%
2021-10-19 Belvedere Trading LLC 77,417 $550,000 0.0% 0 0.061%
2021-10-18 Clarius Group LLC 12,611 $95,000 0.0% 0 0.010%

SEC Filings

Form Type Form Description Filing Date Document Link
S-3 S-3 2022-11-01 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000420/rockley-secondnotesandwarr.htm
424B3 424B3 2022-10-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000415/a424b3pro-suppxnewnotesclo.htm
8-K 8-K 2022-10-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000410/rkly-20221025.htm
424B3 424B3 2022-10-25 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000406/a424b3-oct25privateplaceme.htm
8-K 8-K 2022-10-25 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000404/rkly-20221024.htm
424B3 424B3 2022-10-24 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000401/elocprosuppnyse8-k.htm
8-K 8-K 2022-10-24 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000399/rkly-20221018.htm
4 FORM 4 2022-10-21 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000396/xslF345X03/wf-form4_166638860535626.xml
3 FORM 3 2022-10-21 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000394/xslF345X02/wf-form3_166638734346862.xml
424B3 424B3 2022-10-21 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000392/rockley-prosuppcoverelocre.htm
8-K 8-K 2022-10-20 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000390/rkly-20221020.htm
EFFECT 2022-10-14 https://www.sec.gov/Archives/edgar/data/1852117/999999999522003051/xslEFFECTX01/primary_doc.xml
424B3 424B3 2022-10-14 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000388/additionalnotesandwarrants.htm
424B3 424B3 2022-10-07 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000383/a424b3eloc-atmoct72022.htm
8-K 8-K 2022-10-07 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000381/rkly-20221007.htm
424B5 424B5 2022-10-07 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000379/atm-prospectussupplementoc.htm
424B3 424B3 2022-10-03 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000373/a424b3.htm
8-K 8-K 2022-10-03 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000371/rkly-20220930.htm
S-3 S-3 2022-09-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000367/s-3xadditionalnotesandwarr.htm
424B3 424B3 2022-09-29 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000363/convertiblenotesand144awar.htm
424B3 424B3 2022-09-28 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000361/spacinvestorresale_424fina.htm
424B3 424B3 2022-09-28 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000360/pipeshares_424finalprospec.htm
424B3 424B3 2022-09-28 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000359/cowenshares_424finalprospe.htm
EFFECT 2022-09-22 https://www.sec.gov/Archives/edgar/data/1852117/999999999522002793/xslEFFECTX01/primary_doc.xml
EFFECT 2022-09-22 https://www.sec.gov/Archives/edgar/data/1852117/999999999522002791/xslEFFECTX01/primary_doc.xml
EFFECT 2022-09-22 https://www.sec.gov/Archives/edgar/data/1852117/999999999522002792/xslEFFECTX01/primary_doc.xml
EFFECT 2022-09-22 https://www.sec.gov/Archives/edgar/data/1852117/999999999522002796/xslEFFECTX01/primary_doc.xml
POS AM POS AM 2022-09-20 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000355/registration-sx3posamtosx1.htm
424B3 424B3 2022-09-20 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000353/post-effectiveprospectusxs.htm
POS AM POS AM 2022-09-19 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000344/rockley-sx3posamtosx1xspaca.htm
POS AM POS AM 2022-09-19 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000342/rockley-sx3posamtosx1xpipeb.htm
POS AM POS AM 2022-09-19 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000341/rockley-sx3posamtosx1xcowe.htm
PRE 14A PRE 14A 2022-09-19 https://www.sec.gov/Archives/edgar/data/1852117/000119312522246693/d307819dpre14a.htm
EFFECT 2022-09-16 https://www.sec.gov/Archives/edgar/data/1852117/999999999522002741/xslEFFECTX01/primary_doc.xml
CORRESP 2022-09-14 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000326/filename1.htm
UPLOAD 2022-09-13 https://www.sec.gov/Archives/edgar/data/1852117/000000000022009973/filename1.pdf
S-3 S-3 2022-09-06 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000323/rockley2022universalshelfr.htm
4 FORM 4 2022-08-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000316/xslF345X03/wf-form4_166198678274486.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000314/xslF345X03/wf-form4_166189197080201.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000312/xslF345X03/wf-form4_166189178485111.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000310/xslF345X03/wf-form4_166189160580367.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000308/xslF345X03/wf-form4_166189141151528.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000306/xslF345X03/wf-form4_166189120702223.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000304/xslF345X03/wf-form4_166189099161360.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000302/xslF345X03/wf-form4_166189079378902.xml
4 FORM 4 2022-08-30 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000300/xslF345X03/wf-form4_166189024275386.xml
424B3 424B3 2022-08-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000298/pipeq2fy2210q-424b3prosupp.htm
424B3 424B3 2022-08-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000297/elocq2fy2210q-424b3prosupp.htm
424B3 424B3 2022-08-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000296/cowenq2fy2210q-424b3prosupp.htm
424B3 424B3 2022-08-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000295/convertsq2fy22-424b3prosupp.htm
424B3 424B3 2022-08-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000294/affiliatesq2fy22-424b3pros.htm
10-Q 10-Q 2022-08-12 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000288/rkly-20220630.htm
8-K 8-K 2022-08-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000284/rkly-20220811.htm
424B3 424B3 2022-08-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000277/pipepro-suppx8xkappointmen.htm
424B3 424B3 2022-08-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000275/elocpro-suppx8xkappointmen.htm
424B3 424B3 2022-08-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000273/cowenpro-suppx8xkappointme.htm
424B3 424B3 2022-08-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000271/convertspro-suppx8xkappoin.htm
424B3 424B3 2022-08-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000269/affiliatespro-suppx8xkappo.htm
4 FORM 4 2022-08-10 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000266/xslF345X03/wf-form4_166017713817248.xml
3 FORM 3 2022-08-10 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000264/xslF345X02/wf-form3_166017680758549.xml
8-K 8-K 2022-08-10 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000256/rkly-20220808.htm
424B3 424B3 2022-08-05 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000253/pipepro-suppx8xkconvertibla.htm
424B3 424B3 2022-08-05 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000252/elocpro-suppx8xkconvertibla.htm
424B3 424B3 2022-08-05 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000251/cowenpro-suppx8xkconvertiba.htm
424B3 424B3 2022-08-05 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000250/convertspro-suppx8xkconvera.htm
424B3 424B3 2022-08-05 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000249/affiliatespro-suppx8xkconva.htm
8-K 8-K 2022-08-05 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000243/rkly-20220804.htm
EFFECT 2022-07-27 https://www.sec.gov/Archives/edgar/data/1852117/999999999522002177/xslEFFECTX01/primary_doc.xml
424B3 424B3 2022-07-27 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000239/a424b3.htm
CORRESP 2022-07-22 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000236/filename1.htm
UPLOAD 2022-07-18 https://www.sec.gov/Archives/edgar/data/1852117/000000000022007553/filename1.pdf
S-1 S-1 2022-07-11 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000234/rkly-20220709.htm
4/A FORM 4/A 2022-07-08 https://www.sec.gov/Archives/edgar/data/1852117/000187215122000002/xslF345X03/wf-form4a_165732913440935.xml
4/A FORM 4/A 2022-07-08 https://www.sec.gov/Archives/edgar/data/1852117/000187215922000002/xslF345X03/wf-form4a_165732876466987.xml
4/A FORM 4/A 2022-07-08 https://www.sec.gov/Archives/edgar/data/1852117/000130217222000002/xslF345X03/wf-form4a_165732843349971.xml
SC 13G 2022-06-23 https://www.sec.gov/Archives/edgar/data/1852117/000149315222017564/formsc13g.htm
3 FORM 3 2022-06-22 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000225/xslF345X02/wf-form3_165593531640253.xml
424B3 424B3 2022-06-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000223/cfochange-pipe.htm
424B3 424B3 2022-06-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000221/cfochange-eloc.htm
424B3 424B3 2022-06-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000220/cfochange-cowen.htm
424B3 424B3 2022-06-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000219/cfochange-affiliates.htm
8-K 8-K 2022-06-15 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000215/rkly-20220613.htm
SC 13G SC 13G 2022-06-13 https://www.sec.gov/Archives/edgar/data/1852117/000114036122022760/brhc10038659_sc13g.htm
4 FORM 4 2022-06-08 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000210/xslF345X03/wf-form4_165472769346124.xml
4 FORM 4 2022-06-08 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000208/xslF345X03/wf-form4_165472747520701.xml
4 FORM 4 2022-06-08 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000206/xslF345X03/wf-form4_165472725001216.xml
4 FORM 4 2022-06-08 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000204/xslF345X03/wf-form4_165472704824942.xml
4 FORM 4 2022-06-08 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000202/xslF345X03/wf-form4_165472681731075.xml
4 FORM 4 2022-06-08 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000200/xslF345X03/wf-form4_165472652798767.xml
SC 13G 2022-06-06 https://www.sec.gov/Archives/edgar/data/1852117/000090514822000409/efc22-297_sc13g.htm
424B3 424B3 2022-05-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000198/a424b3pipe-amendedagreemen.htm
424B3 424B3 2022-05-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000196/a424b3eloc-amendedagreemen.htm
424B3 424B3 2022-05-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000194/a424b3cowen-amendedagreeme.htm
424B3 424B3 2022-05-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000192/a424b3affiliates-amendedag.htm
8-K 8-K 2022-05-31 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000190/rkly-20220526.htm
424B3 424B3 2022-05-18 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000187/a424b3-8xkannualmeetingeloc.htm
424B3 424B3 2022-05-18 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000186/a424b3-8xkannualmeetingpipe.htm
424B3 424B3 2022-05-18 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000184/a424b3-8xkannualmeetingcow.htm
424B3 424B3 2022-05-18 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000183/a424b3-8xkannualmeetingaff.htm
8-K 8-K 2022-05-18 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000177/rkly-20220516.htm
424B3 424B3 2022-05-12 https://www.sec.gov/Archives/edgar/data/1852117/000185211722000175/a424b3-8knoteselocmay2022a.htm
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